#finra

3:11pm, 15th August, 2023

US lawmakers press SEC and FINRA on Prometheum's broker-dealer approval

Members of the House Financial Services Committee questioned the “timing and circumstances” of FINRA approving Prometheum’s special purpose broker-dealer license in May.

FTX meltdown triggers FINRA into probing crypto comms

5:45am, 18th November, 2022

Crypto Wiki

FTX meltdown triggers FINRA into probing crypto comms

The examination comes in the wake of the FTX debacle, a crypto exchange found to be mismanaging customers’ funds by simply lying about their operations.

FINRA may hire employees terminated from crypto firms: Report

12:18pm, 15th June, 2022

Crypto Wiki

FINRA may hire employees terminated from crypto firms: Report

“Anybody who is getting laid off from a crypto platform and wants to work for FINRA, give me a call," said president and CEO Robert Cook.

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US lawmakers press SEC and FINRA on Prometheum's broker-dealer approval

FTX meltdown triggers FINRA into probing crypto comms

FINRA may hire employees terminated from crypto firms: Report

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